AxiomSL: Spotlighting the Dodd-Frank Act, Financial CHOICE Act, and the SEC Modernization Rules

As a world leader in regulatory and risk reporting to financial institutions, AxiomSL is often asked to clarify regulatory and compliance issues sometimes too opaque to be clearly understood.

That’s the situation in which many asset management companies have found themselves related to the regulatory uncertainty clouding the U.S. investment industry.

As a complimentary service, we are issuing a series of “In the Know” primers to help explain in the plainest possible language what you need

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