Capco: SEC Issues N-Port Filing Delay in the Midst of Data Security Concerns

Data security concerns have prompted the U.S. Securities and Exchange Commission (SEC) to issue a Temporary Final Rule to modify the previously adopted Company Reporting Modernization legislation. Across all fund sizes, the Temporary Final Rule (issued in December 2017) delays the date when funds are required to file the new Form N-PORT, by nine months.

However, funds with $1 billion or more in net assets are still required to gather and maintain all data elements for N-PORT, in accordance

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