Capco: Wealth Management Responses to the Evolving Fiduciary Landscape
In 2017, the U.S. fiduciary regulation landscape continues to surprise the industry. The implementation date of the ground-breaking DOL (Department of Labor) Fiduciary Rule1 was pushed back by 18 months, to mid-2019. Meanwhile, Nevada passed fiduciary legislation that became effective within a month of being signed.
Wealth management firms have struggled with compliance in this quickly evolving fiduciary landscape. Buzzwords like “conflict-free advice” and “best interest” have reached
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