Basic Securities Reconciliation For The Buy Side

This paper focuses on the operational control requirements of a buy-side securities trading firm with particular reference to post trade reconciliation. It is not about any specific company or indeed any specific organisation types, but looks generically at  what might be termed “good practice” for the securities trading reconciliation process.

 

The paper assumes the availability of technology designed to automate the process. By this we mean a system designed specifically for securities

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