Capco: Consolidated Audit Trail
SEC Rule 613, otherwise known as the Consolidated Audit Trail (CAT), announces a plan to establish a central data repository to house a complete record of all equities and options trades in the U.S. National securities exchanges, and self-regulatory organizations (SROs) will be required to submit trade information to the CAT to allow regulators to efficiently and accurately track all activity through the U.S. market in National Market System (NMS) securities.1 Over time, this single reporting
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