Catelas: Best practices in compliance monitoring: From Detection to Prevention and Beyond
Over the past 18 months the Department of Justice and Securities and Exchange Commission have signaled that companies need to increase their ongoing monitoring as a part of a best practices compliance regime. Compliance professionals need to be aware of the most recent developments which allow not only detection and prevention but the proscription of compliance program violations before they become violations of the Foreign Corrupt Practices Act. This article traces the evolution on such
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