Risk Oversight Of Investment Activity - Twelve Pitfalls To Avoid
The key functional area in any investment management firm is the investment team. It is also the firm’s primary source of risk. Executive management rarely has the time to review the investment activity of the firm directly, the legal and compliance teams often lack the necessary expertise to judge the intricacies of the investment process and the investment team itself has an obvious conflict of interest in overseeing its own activities. The solution to the core risk to the firm posed by the
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