Wolters Kluwer: Conduct Risk And The FCA: What’s your next move?
This paper provides an overview and, to some extent a prediction, of what life will be like for firms under the supervision of the new Financial Conduct Authority and will consider some of the key components of an effective approach to Conduct Risk. It is based not only on what the FSA are saying, but also on the current responses being developed by a range of firms across the financial services spectrum.
It will be of interest to the Board, Executive Committee and senior management team
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