Capco: Blue Sheet Blues - Regulators renewed interest in total transparency
What’s happening in the market?
There is nowhere to hide from regulators determined to drive Wall Street trading toward total transparency, and the last round of industry fines is a wake-up call to action. On June 4, 2014 The Financial Industry Regulatory Authority (FINRA) fined major banks (including Barclays Capital Inc., Goldman, Sachs & Co., and Merrill Lynch), $1 million each for failing to submit complete and accurate, detailed information concerning trades performed by the firms, and
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