Capco: Client Assets - putting the focus on banks

Since the FCA’s introduction of Client Assets (CASS) rules in 2010, the industry has seen significant fines against firms and individuals. Now fresh funding has been agreed for the CASS team at the FCA with a shifting focus to banks. The financial services industry faces an unparalleled level of scrutiny as organizations will have to demonstrate proactive proof of CASS rules being adhered to, or face severe penalties. How ready is your bank for the potential implications of the proposed

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact [email protected] or view our subscription options here: http://subscriptions.risk.net/subscribe

You are currently unable to copy this content. Please contact [email protected] to find out more.

To continue reading...

You need to sign in to use this feature. If you don’t have a RiskTech Forum account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here: