Capco: Client Assets - putting the focus on banks
Since the FCA’s introduction of Client Assets (CASS) rules in 2010, the industry has seen significant fines against firms and individuals. Now fresh funding has been agreed for the CASS team at the FCA with a shifting focus to banks. The financial services industry faces an unparalleled level of scrutiny as organizations will have to demonstrate proactive proof of CASS rules being adhered to, or face severe penalties. How ready is your bank for the potential implications of the proposed
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