Impendium Systems: FCA Approach to Advancing its Objectives and Provides Update on Reporting of Interest Rate and Credit Default Swaps under EMIR

The Financial Conduct Authority’s (FCA) has published preliminary guidance about how it intends to deliver its statutory responsibilities. 

The guidance is based on the FCA’s three operational objectives of:

protecting consumers (see chapter one); ensuring market integrity (see chapter two); and promoting effective competition (see chapter three).


 

The guidance reaffirms that FCA will seek to be more judgement-based in its actions, dealing with potential issues at the

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