Impendium Systems: FCA Consultation for Investment Banks and Regulatory Approach To Insurers

    • Stuart Clark
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FCA consults the client assets regime for investment business including new client disclosures and indirect client clearing under EMIR
The Financial Conduct Authority (FCA) has launched a consultation paper proposing material changes to the client assets rules that hold client money, custody assets, collateral and/or mandates (or rely on exemptions contained within CASS) in relation to investment business.

The proposals introduce new annual disclosure requirements by firms to clients on

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