Impendium Systems: FCA Consultation for Investment Banks and Regulatory Approach To Insurers

FCA consults the client assets regime for investment business including new client disclosures and indirect client clearing under EMIR
The Financial Conduct Authority (FCA) has launched a consultation paper proposing material changes to the client assets rules that hold client money, custody assets, collateral and/or mandates (or rely on exemptions contained within CASS) in relation to investment business.

The proposals introduce new annual disclosure requirements by firms to clients on

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